Category Archives: Regulatory landscape

  1. Fundraising 101: A Tale of Two Rules — Fundraising under 506(b) vs. 506(c)

    There are a million and one decisions facing an entrepreneur when it comes to fundraising. The size of the offering, what instrument, what terms, and who to call first are some of the most fundamental. One that’s often overlooked, but a potential lever for success, is choosing between two regulatory options under Regulation D (“Reg…

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  2. Title III — What’s the Big Deal?

    The SEC is expected to pass Title III – otherwise known as retail crowdfunding – sometime this Fall, nearly three years since the 2012 passing of the Jumpstart Our Business Startups (JOBS) Act. With Title II (Regulation D) and Title IV (Regulation A+) already defined by the SEC, Title III is the final piece. Title…

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  3. Reg A+: It’s Already Helping Our Case!

      There’s a been a lot of anticipation building up to the passing of Regulation A+ rules by the SEC as part of the JOBS Act. The original Regulation A allowed companies to raise up to $5 million dollars in registration exempt public offerings in a 12-month period. The update increased the funding ceiling to…

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